Risk Statements & Disclosures

US Customers
Customer Agreement
Electronic Delivery Disclosure
Privacy Statement
Trading/Roth IRA Account Info

Options
OCC Characteristics and Risks of Standardized Options
Expiration Process and Risks
Spread Trade Risk Info
Naked Options Risk Info

Trading
Disclosure with Respect to Order Flow
Low Priced Securities Disclosure
Unique Risks of Stop Limit Orders
Trade Confirmation Terms and Conditions
OptionsHouse Tools Disclaimer
Order Routing Disclosure Statement
Nature and Risk of Advanced Orders
Risks of Shorting Stock
Extended Hours Trading Risk Disclosure

Margin
Pattern Day Trading Disclosures
US Customer Margin Disclosure Statement

Systems
Business Continuity Plan Statement
System Performance
System Requirements

Clearing Affiliate Information
US Clearing Relationship (Apex Clearing Corporation) Letter

Data Agreements
NYSE/AMEX Data Agreement
OPRA Data Agreement
NASDAQ Agreement

Website Usage
Terms and Conditions of Use Agreement

Privacy Agreement
Privacy Policy

Annual Disclosure
Annual Disclosure